Summary
Compliance officer with 5 years of experience in regulatory compliance, risk management, and data analysis. Skilled at conducting audits, interpreting new regulations, and collaborating with teams to improve compliance programs.
Experience
- Administered risk and compliance technology platforms, reducing manual tracking errors by 35%.
- Analyzed new federal regulations and updated 8 internal policies, ensuring full compliance.
- Led 12 internal audits, identifying and resolving 18 compliance issues.
- Assisted in training 50+ staff on compliance topics, raising policy adherence rates by 25%.
- Completed 6 regulatory filings with zero late submissions.
- Evaluated policies and procedures for compliance, resulting in a 20% reduction in audit findings.
- Supported ad hoc compliance projects, improving response time to regulatory inquiries by 30%.
Education
Courses
- Certified Compliance & Ethics Professional (CCEP), SCCE